Client

Industry

Summary

American Whirlpool Products Corp.
(Hollywood, FL)

Decorative acrylic bathware

Sold to Praxis Companies
(Savannah, TN)

Big M of Culpeper, Inc.
(Culpeper, VA)

Aggregates

Sold to CRH, plc
(Dublin, Ireland)

Caldwell/VSR, Inc.
(Weslaco, TX)

Wooden blind finisher

Placement of $3.4 million of subordinated notes

F.R. Drake Company
(Waynesboro, VA)

Hot dog loading equipment

Sold to Fulham & Co., Inc.
(Wellesley, MA)

Fearnow Bros., Inc.
(Mechanicsville, VA)

Food

Sold to Castleberry/Snow's Brands, Inc.
(Augusta, GA)

Fi-Tech, Inc.
(Richmond, VA)

Tobacco cutting knives

Purchased Arkote, Ltd.
(Sheffield, England)

K & K Aircraft, Inc.
(Bridgewater, VA)

Aviation

Arranged for growth financing and served as financial advisor

Omnia Corp. (Management)
(Richmond, VA)

Ornamental stained glass

Purchased The Museum Company, Inc.
(Fairfield, NJ)

Pohlig Bros., Inc.
(Richmond, VA)

Paperboard packaging

Sold to Pohlig Bros., LLC (acq. co.)
(Richmond, VA)

Promotional Considerations, Inc.
(Richmond, VA)

Promotional items

Sold to Vanguard Industries
(Carlsbad, CA)

The C.F. Sauer Company
(Richmond, VA)

Food

Purchased the Spice Hunter, Inc.
(San Luis Obipso, CA)

The Supply Room Companies
(Ashland, VA)

Workstation refurbishing

Purchased Open Plan Systems
(Richmond, VA)

XYMID, LLC
(Richmond, VA)

Advanced non-woven textiles

Provided for recapitalization through the placement of senior secured debt